book/nostarch/chapter04.md

[TOC]

Understanding Ownership

Ownership is Rust’s most unique feature and has deep implications for the rest of the language. It enables Rust to make memory safety guarantees without needing a garbage collector, so it’s important to understand how ownership works. In this chapter, we’ll talk about ownership as well as several related features: borrowing, slices, and how Rust lays data out in memory.

What Is Ownership?

Ownership is a set of rules that govern how a Rust program manages memory. All programs have to manage the way they use a computer’s memory while running. Some languages have garbage collection that regularly looks for no-longer-used memory as the program runs; in other languages, the programmer must explicitly allocate and free the memory. Rust uses a third approach: Memory is managed through a system of ownership with a set of rules that the compiler checks. If any of the rules are violated, the program won’t compile. None of the features of ownership will slow down your program while it’s running.

Because ownership is a new concept for many programmers, it does take some time to get used to. The good news is that the more experienced you become with Rust and the rules of the ownership system, the easier you’ll find it to naturally develop code that is safe and efficient. Keep at it!

When you understand ownership, you’ll have a solid foundation for understanding the features that make Rust unique. In this chapter, you’ll learn ownership by working through some examples that focus on a very common data structure: strings.

The Stack and the Heap

Many programming languages don’t require you to think about the stack and the heap very often. But in a systems programming language like Rust, whether a value is on the stack or the heap affects how the language behaves and why you have to make certain decisions. Parts of ownership will be described in relation to the stack and the heap later in this chapter, so here is a brief explanation in preparation.

Both the stack and the heap are parts of memory available to your code to use at runtime, but they are structured in different ways. The stack stores values in the order it gets them and removes the values in the opposite order. This is referred to as last in, first out (LIFO). Think of a stack of plates: When you add more plates, you put them on top of the pile, and when you need a plate, you take one off the top. Adding or removing plates from the middle or bottom wouldn’t work as well! Adding data is called pushing onto the stack, and removing data is called popping off the stack. All data stored on the stack must have a known, fixed size. Data with an unknown size at compile time or a size that might change must be stored on the heap instead.

The heap is less organized: When you put data on the heap, you request a certain amount of space. The memory allocator finds an empty spot in the heap that is big enough, marks it as being in use, and returns a pointer, which is the address of that location. This process is called allocating on the heap and is sometimes abbreviated as just allocating (pushing values onto the stack is not considered allocating). Because the pointer to the heap is a known, fixed size, you can store the pointer on the stack, but when you want the actual data, you must follow the pointer. Think of being seated at a restaurant. When you enter, you state the number of people in your group, and the host finds an empty table that fits everyone and leads you there. If someone in your group comes late, they can ask where you’ve been seated to find you.

Pushing to the stack is faster than allocating on the heap because the allocator never has to search for a place to store new data; that location is always at the top of the stack. Comparatively, allocating space on the heap requires more work because the allocator must first find a big enough space to hold the data and then perform bookkeeping to prepare for the next allocation.

Accessing data in the heap is generally slower than accessing data on the stack because you have to follow a pointer to get there. Contemporary processors are faster if they jump around less in memory. Continuing the analogy, consider a server at a restaurant taking orders from many tables. It’s most efficient to get all the orders at one table before moving on to the next table. Taking an order from table A, then an order from table B, then one from A again, and then one from B again would be a much slower process. By the same token, a processor can usually do its job better if it works on data that’s close to other data (as it is on the stack) rather than farther away (as it can be on the heap).

When your code calls a function, the values passed into the function (including, potentially, pointers to data on the heap) and the function’s local variables get pushed onto the stack. When the function is over, those values get popped off the stack.

Keeping track of what parts of code are using what data on the heap, minimizing the amount of duplicate data on the heap, and cleaning up unused data on the heap so that you don’t run out of space are all problems that ownership addresses. Once you understand ownership, you won’t need to think about the stack and the heap very often. But knowing that the main purpose of ownership is to manage heap data can help explain why it works the way it does.

Ownership Rules

First, let’s take a look at the ownership rules. Keep these rules in mind as we work through the examples that illustrate them:

• Each value in Rust has an owner.
• There can only be one owner at a time.
• When the owner goes out of scope, the value will be dropped.

Variable Scope

Now that we’re past basic Rust syntax, we won’t include all the fn main() { code in the examples, so if you’re following along, make sure to put the following examples inside a main function manually. As a result, our examples will be a bit more concise, letting us focus on the actual details rather than boilerplate code.

As a first example of ownership, we’ll look at the scope of some variables. A scope is the range within a program for which an item is valid. Take the following variable:

let s = "hello";

The variable s refers to a string literal, where the value of the string is hardcoded into the text of our program. The variable is valid from the point at which it’s declared until the end of the current scope. Listing 4-1 shows a program with comments annotating where the variable s would be valid.

    {                      // s is not valid here, since it's not yet declared
        let s = "hello";   // s is valid from this point forward

        // do stuff with s
    }                      // this scope is now over, and s is no longer valid

Listing 4-1: A variable and the scope in which it is valid

In other words, there are two important points in time here:

• When s comes into scope, it is valid.
• It remains valid until it goes out of scope.

At this point, the relationship between scopes and when variables are valid is similar to that in other programming languages. Now we’ll build on top of this understanding by introducing the String type.

The String Type

To illustrate the rules of ownership, we need a data type that is more complex than those we covered in the “Data Types” section of Chapter 3. The types covered previously are of a known size, can be stored on the stack and popped off the stack when their scope is over, and can be quickly and trivially copied to make a new, independent instance if another part of code needs to use the same value in a different scope. But we want to look at data that is stored on the heap and explore how Rust knows when to clean up that data, and the String type is a great example.

We’ll concentrate on the parts of String that relate to ownership. These aspects also apply to other complex data types, whether they are provided by the standard library or created by you. We’ll discuss non-ownership aspects of String in Chapter 8.

We’ve already seen string literals, where a string value is hardcoded into our program. String literals are convenient, but they aren’t suitable for every situation in which we may want to use text. One reason is that they’re immutable. Another is that not every string value can be known when we write our code: For example, what if we want to take user input and store it? It is for these situations that Rust has the String type. This type manages data allocated on the heap and as such is able to store an amount of text that is unknown to us at compile time. You can create a String from a string literal using the from function, like so:

let s = String::from("hello");

The double colon :: operator allows us to namespace this particular from function under the String type rather than using some sort of name like string_from. We’ll discuss this syntax more in the “Methods” section of Chapter 5, and when we talk about namespacing with modules in “Paths for Referring to an Item in the Module Tree” in Chapter 7.

This kind of string can be mutated:

    let mut s = String::from("hello");

    s.push_str(", world!"); // push_str() appends a literal to a String

    println!("{s}"); // this will print `hello, world!`

So, what’s the difference here? Why can String be mutated but literals cannot? The difference is in how these two types deal with memory.

Memory and Allocation

In the case of a string literal, we know the contents at compile time, so the text is hardcoded directly into the final executable. This is why string literals are fast and efficient. But these properties only come from the string literal’s immutability. Unfortunately, we can’t put a blob of memory into the binary for each piece of text whose size is unknown at compile time and whose size might change while running the program.

With the String type, in order to support a mutable, growable piece of text, we need to allocate an amount of memory on the heap, unknown at compile time, to hold the contents. This means:

• The memory must be requested from the memory allocator at runtime.
• We need a way of returning this memory to the allocator when we’re done with our String.

That first part is done by us: When we call String::from, its implementation requests the memory it needs. This is pretty much universal in programming languages.

However, the second part is different. In languages with a garbage collector (GC), the GC keeps track of and cleans up memory that isn’t being used anymore, and we don’t need to think about it. In most languages without a GC, it’s our responsibility to identify when memory is no longer being used and to call code to explicitly free it, just as we did to request it. Doing this correctly has historically been a difficult programming problem. If we forget, we’ll waste memory. If we do it too early, we’ll have an invalid variable. If we do it twice, that’s a bug too. We need to pair exactly one allocate with exactly one free.

Rust takes a different path: The memory is automatically returned once the variable that owns it goes out of scope. Here’s a version of our scope example from Listing 4-1 using a String instead of a string literal:

    {
        let s = String::from("hello"); // s is valid from this point forward

        // do stuff with s
    }                                  // this scope is now over, and s is no
                                       // longer valid

There is a natural point at which we can return the memory our String needs to the allocator: when s goes out of scope. When a variable goes out of scope, Rust calls a special function for us. This function is called drop, and it’s where the author of String can put the code to return the memory. Rust calls drop automatically at the closing curly bracket.

Note: In C++, this pattern of deallocating resources at the end of an item’s lifetime is sometimes called Resource Acquisition Is Initialization (RAII). The drop function in Rust will be familiar to you if you’ve used RAII patterns.

This pattern has a profound impact on the way Rust code is written. It may seem simple right now, but the behavior of code can be unexpected in more complicated situations when we want to have multiple variables use the data we’ve allocated on the heap. Let’s explore some of those situations now.

Variables and Data Interacting with Move

Multiple variables can interact with the same data in different ways in Rust. Listing 4-2 shows an example using an integer.

    let x = 5;
    let y = x;

Listing 4-2: Assigning the integer value of variable x to y

We can probably guess what this is doing: “Bind the value 5 to x; then, make a copy of the value in x and bind it to y.” We now have two variables, x and y, and both equal 5. This is indeed what is happening, because integers are simple values with a known, fixed size, and these two 5 values are pushed onto the stack.

Now let’s look at the String version:

    let s1 = String::from("hello");
    let s2 = s1;

This looks very similar, so we might assume that the way it works would be the same: That is, the second line would make a copy of the value in s1 and bind it to s2. But this isn’t quite what happens.

Take a look at Figure 4-1 to see what is happening to String under the covers. A String is made up of three parts, shown on the left: a pointer to the memory that holds the contents of the string, a length, and a capacity. This group of data is stored on the stack. On the right is the memory on the heap that holds the contents.

Figure 4-1: The representation in memory of a String holding the value "hello" bound to s1

The length is how much memory, in bytes, the contents of the String are currently using. The capacity is the total amount of memory, in bytes, that the String has received from the allocator. The difference between length and capacity matters, but not in this context, so for now, it’s fine to ignore the capacity.

When we assign s1 to s2, the String data is copied, meaning we copy the pointer, the length, and the capacity that are on the stack. We do not copy the data on the heap that the pointer refers to. In other words, the data representation in memory looks like Figure 4-2.

Figure 4-2: The representation in memory of the variable s2 that has a copy of the pointer, length, and capacity of s1

The representation does not look like Figure 4-3, which is what memory would look like if Rust instead copied the heap data as well. If Rust did this, the operation s2 = s1 could be very expensive in terms of runtime performance if the data on the heap were large.

Figure 4-3: Another possibility for what s2 = s1 might do if Rust copied the heap data as well

Earlier, we said that when a variable goes out of scope, Rust automatically calls the drop function and cleans up the heap memory for that variable. But Figure 4-2 shows both data pointers pointing to the same location. This is a problem: When s2 and s1 go out of scope, they will both try to free the same memory. This is known as a double free error and is one of the memory safety bugs we mentioned previously. Freeing memory twice can lead to memory corruption, which can potentially lead to security vulnerabilities.

To ensure memory safety, after the line let s2 = s1;, Rust considers s1 as no longer valid. Therefore, Rust doesn’t need to free anything when s1 goes out of scope. Check out what happens when you try to use s1 after s2 is created; it won’t work:

    let s1 = String::from("hello");
    let s2 = s1;

    println!("{s1}, world!");

You’ll get an error like this because Rust prevents you from using the invalidated reference:

$ cargo run
   Compiling ownership v0.1.0 (file:///projects/ownership)
error[E0382]: borrow of moved value: `s1`
 --> src/main.rs:5:15
  |
2 |     let s1 = String::from("hello");
  |         -- move occurs because `s1` has type `String`, which does not implement the `Copy` trait
3 |     let s2 = s1;
  |              -- value moved here
4 |
5 |     println!("{s1}, world!");
  |               ^^^^ value borrowed here after move
  |
  = note: this error originates in the macro `$crate::format_args_nl` which comes from the expansion of the macro `println` (in Nightly builds, run with -Z macro-backtrace for more info)
help: consider cloning the value if the performance cost is acceptable
  |
3 |     let s2 = s1.clone();
  |                ++++++++

For more information about this error, try `rustc --explain E0382`.
error: could not compile `ownership` (bin "ownership") due to 1 previous error

If you’ve heard the terms shallow copy and deep copy while working with other languages, the concept of copying the pointer, length, and capacity without copying the data probably sounds like making a shallow copy. But because Rust also invalidates the first variable, instead of being called a shallow copy, it’s known as a move. In this example, we would say that s1 was moved into s2. So, what actually happens is shown in Figure 4-4.

Figure 4-4: The representation in memory after s1 has been invalidated

That solves our problem! With only s2 valid, when it goes out of scope it alone will free the memory, and we’re done.

In addition, there’s a design choice that’s implied by this: Rust will never automatically create “deep” copies of your data. Therefore, any automatic copying can be assumed to be inexpensive in terms of runtime performance.

Scope and Assignment

The inverse of this is true for the relationship between scoping, ownership, and memory being freed via the drop function as well. When you assign a completely new value to an existing variable, Rust will call drop and free the original value’s memory immediately. Consider this code, for example:

    let mut s = String::from("hello");
    s = String::from("ahoy");

    println!("{s}, world!");

We initially declare a variable s and bind it to a String with the value "hello". Then, we immediately create a new String with the value "ahoy" and assign it to s. At this point, nothing is referring to the original value on the heap at all. Figure 4-5 illustrates the stack and heap data now:

Figure 4-5: The representation in memory after the initial value has been replaced in its entirety

The original string thus immediately goes out of scope. Rust will run the drop function on it and its memory will be freed right away. When we print the value at the end, it will be "ahoy, world!".

Variables and Data Interacting with Clone

If we do want to deeply copy the heap data of the String, not just the stack data, we can use a common method called clone. We’ll discuss method syntax in Chapter 5, but because methods are a common feature in many programming languages, you’ve probably seen them before.

Here’s an example of the clone method in action:

    let s1 = String::from("hello");
    let s2 = s1.clone();

    println!("s1 = {s1}, s2 = {s2}");

This works just fine and explicitly produces the behavior shown in Figure 4-3, where the heap data does get copied.

When you see a call to clone, you know that some arbitrary code is being executed and that code may be expensive. It’s a visual indicator that something different is going on.

Stack-Only Data: Copy

There’s another wrinkle we haven’t talked about yet. This code using integers—part of which was shown in Listing 4-2—works and is valid:

    let x = 5;
    let y = x;

    println!("x = {x}, y = {y}");

But this code seems to contradict what we just learned: We don’t have a call to clone, but x is still valid and wasn’t moved into y.

The reason is that types such as integers that have a known size at compile time are stored entirely on the stack, so copies of the actual values are quick to make. That means there’s no reason we would want to prevent x from being valid after we create the variable y. In other words, there’s no difference between deep and shallow copying here, so calling clone wouldn’t do anything different from the usual shallow copying, and we can leave it out.

Rust has a special annotation called the Copy trait that we can place on types that are stored on the stack, as integers are (we’ll talk more about traits in Chapter 10). If a type implements the Copy trait, variables that use it do not move, but rather are trivially copied, making them still valid after assignment to another variable.

Rust won’t let us annotate a type with Copy if the type, or any of its parts, has implemented the Drop trait. If the type needs something special to happen when the value goes out of scope and we add the Copy annotation to that type, we’ll get a compile-time error. To learn about how to add the Copy annotation to your type to implement the trait, see “Derivable Traits” in Appendix C.

So, what types implement the Copy trait? You can check the documentation for the given type to be sure, but as a general rule, any group of simple scalar values can implement Copy, and nothing that requires allocation or is some form of resource can implement Copy. Here are some of the types that implement Copy:

• All the integer types, such as u32.
• The Boolean type, bool, with values true and false.
• All the floating-point types, such as f64.
• The character type, char.
• Tuples, if they only contain types that also implement Copy. For example, (i32, i32) implements Copy, but (i32, String) does not.

Ownership and Functions

The mechanics of passing a value to a function are similar to those when assigning a value to a variable. Passing a variable to a function will move or copy, just as assignment does. Listing 4-3 has an example with some annotations showing where variables go into and out of scope.

src/main.rs

fn main() {
    let s = String::from("hello");  // s comes into scope

    takes_ownership(s);             // s's value moves into the function...
                                    // ... and so is no longer valid here

    let x = 5;                      // x comes into scope

    makes_copy(x);                  // Because i32 implements the Copy trait,
                                    // x does NOT move into the function,
                                    // so it's okay to use x afterward.

} // Here, x goes out of scope, then s. However, because s's value was moved,
  // nothing special happens.

fn takes_ownership(some_string: String) { // some_string comes into scope
    println!("{some_string}");
} // Here, some_string goes out of scope and `drop` is called. The backing
  // memory is freed.

fn makes_copy(some_integer: i32) { // some_integer comes into scope
    println!("{some_integer}");
} // Here, some_integer goes out of scope. Nothing special happens.

Listing 4-3: Functions with ownership and scope annotated

If we tried to use s after the call to takes_ownership, Rust would throw a compile-time error. These static checks protect us from mistakes. Try adding code to main that uses s and x to see where you can use them and where the ownership rules prevent you from doing so.

Return Values and Scope

Returning values can also transfer ownership. Listing 4-4 shows an example of a function that returns some value, with similar annotations as those in Listing 4-3.

src/main.rs

fn main() {
    let s1 = gives_ownership();        // gives_ownership moves its return
                                       // value into s1

    let s2 = String::from("hello");    // s2 comes into scope

    let s3 = takes_and_gives_back(s2); // s2 is moved into
                                       // takes_and_gives_back, which also
                                       // moves its return value into s3
} // Here, s3 goes out of scope and is dropped. s2 was moved, so nothing
  // happens. s1 goes out of scope and is dropped.

fn gives_ownership() -> String {       // gives_ownership will move its
                                       // return value into the function
                                       // that calls it

    let some_string = String::from("yours"); // some_string comes into scope

    some_string                        // some_string is returned and
                                       // moves out to the calling
                                       // function
}

// This function takes a String and returns a String.
fn takes_and_gives_back(a_string: String) -> String {
    // a_string comes into
    // scope

    a_string  // a_string is returned and moves out to the calling function
}

Listing 4-4: Transferring ownership of return values

The ownership of a variable follows the same pattern every time: Assigning a value to another variable moves it. When a variable that includes data on the heap goes out of scope, the value will be cleaned up by drop unless ownership of the data has been moved to another variable.

While this works, taking ownership and then returning ownership with every function is a bit tedious. What if we want to let a function use a value but not take ownership? It’s quite annoying that anything we pass in also needs to be passed back if we want to use it again, in addition to any data resulting from the body of the function that we might want to return as well.

Rust does let us return multiple values using a tuple, as shown in Listing 4-5.

src/main.rs

fn main() {
    let s1 = String::from("hello");

    let (s2, len) = calculate_length(s1);

    println!("The length of '{s2}' is {len}.");
}

fn calculate_length(s: String) -> (String, usize) {
    let length = s.len(); // len() returns the length of a String

    (s, length)
}

Listing 4-5: Returning ownership of parameters

But this is too much ceremony and a lot of work for a concept that should be common. Luckily for us, Rust has a feature for using a value without transferring ownership: references.

References and Borrowing

The issue with the tuple code in Listing 4-5 is that we have to return the String to the calling function so that we can still use the String after the call to calculate_length, because the String was moved into calculate_length. Instead, we can provide a reference to the String value. A reference is like a pointer in that it’s an address we can follow to access the data stored at that address; that data is owned by some other variable. Unlike a pointer, a reference is guaranteed to point to a valid value of a particular type for the life of that reference.

Here is how you would define and use a calculate_length function that has a reference to an object as a parameter instead of taking ownership of the value:

src/main.rs

fn main() {
    let s1 = String::from("hello");

    let len = calculate_length(&s1);

    println!("The length of '{s1}' is {len}.");
}

fn calculate_length(s: &String) -> usize {
    s.len()
}

First, notice that all the tuple code in the variable declaration and the function return value is gone. Second, note that we pass &s1 into calculate_length and, in its definition, we take &String rather than String. These ampersands represent references, and they allow you to refer to some value without taking ownership of it. Figure 4-6 depicts this concept.

Figure 4-6: A diagram of &String s pointing at String s1

Note: The opposite of referencing by using & is dereferencing, which is accomplished with the dereference operator, *. We’ll see some uses of the dereference operator in Chapter 8 and discuss details of dereferencing in Chapter 15.

Let’s take a closer look at the function call here:

    let s1 = String::from("hello");

    let len = calculate_length(&s1);

The &s1 syntax lets us create a reference that refers to the value of s1 but does not own it. Because the reference does not own it, the value it points to will not be dropped when the reference stops being used.

Likewise, the signature of the function uses & to indicate that the type of the parameter s is a reference. Let’s add some explanatory annotations:

fn calculate_length(s: &String) -> usize { // s is a reference to a String
    s.len()
} // Here, s goes out of scope. But because s does not have ownership of what
  // it refers to, the String is not dropped.

The scope in which the variable s is valid is the same as any function parameter’s scope, but the value pointed to by the reference is not dropped when s stops being used, because s doesn’t have ownership. When functions have references as parameters instead of the actual values, we won’t need to return the values in order to give back ownership, because we never had ownership.

We call the action of creating a reference borrowing. As in real life, if a person owns something, you can borrow it from them. When you’re done, you have to give it back. You don’t own it.

So, what happens if we try to modify something we’re borrowing? Try the code in Listing 4-6. Spoiler alert: It doesn’t work!

src/main.rs

fn main() {
    let s = String::from("hello");

    change(&s);
}

fn change(some_string: &String) {
    some_string.push_str(", world");
}

Listing 4-6: Attempting to modify a borrowed value

Here’s the error:

$ cargo run
   Compiling ownership v0.1.0 (file:///projects/ownership)
error[E0596]: cannot borrow `*some_string` as mutable, as it is behind a `&` reference
 --> src/main.rs:8:5
  |
8 |     some_string.push_str(", world");
  |     ^^^^^^^^^^^ `some_string` is a `&` reference, so the data it refers to cannot be borrowed as mutable
  |
help: consider changing this to be a mutable reference
  |
7 | fn change(some_string: &mut String) {
  |                         +++

For more information about this error, try `rustc --explain E0596`.
error: could not compile `ownership` (bin "ownership") due to 1 previous error

Just as variables are immutable by default, so are references. We’re not allowed to modify something we have a reference to.

Mutable References

We can fix the code from Listing 4-6 to allow us to modify a borrowed value with just a few small tweaks that use, instead, a mutable reference:

src/main.rs

fn main() {
    let mut s = String::from("hello");

    change(&mut s);
}

fn change(some_string: &mut String) {
    some_string.push_str(", world");
}

First, we change s to be mut. Then, we create a mutable reference with &mut s where we call the change function and update the function signature to accept a mutable reference with some_string: &mut String. This makes it very clear that the change function will mutate the value it borrows.

Mutable references have one big restriction: If you have a mutable reference to a value, you can have no other references to that value. This code that attempts to create two mutable references to s will fail:

src/main.rs

    let mut s = String::from("hello");

    let r1 = &mut s;
    let r2 = &mut s;

    println!("{r1}, {r2}");

Here’s the error:

$ cargo run
   Compiling ownership v0.1.0 (file:///projects/ownership)
error[E0499]: cannot borrow `s` as mutable more than once at a time
 --> src/main.rs:5:14
  |
4 |     let r1 = &mut s;
  |              ------ first mutable borrow occurs here
5 |     let r2 = &mut s;
  |              ^^^^^^ second mutable borrow occurs here
6 |
7 |     println!("{r1}, {r2}");
  |               ---- first borrow later used here

For more information about this error, try `rustc --explain E0499`.
error: could not compile `ownership` (bin "ownership") due to 1 previous error

This error says that this code is invalid because we cannot borrow s as mutable more than once at a time. The first mutable borrow is in r1 and must last until it’s used in the println!, but between the creation of that mutable reference and its usage, we tried to create another mutable reference in r2 that borrows the same data as r1.

The restriction preventing multiple mutable references to the same data at the same time allows for mutation but in a very controlled fashion. It’s something that new Rustaceans struggle with because most languages let you mutate whenever you’d like. The benefit of having this restriction is that Rust can prevent data races at compile time. A data race is similar to a race condition and happens when these three behaviors occur:

• Two or more pointers access the same data at the same time.
• At least one of the pointers is being used to write to the data.
• There’s no mechanism being used to synchronize access to the data.

Data races cause undefined behavior and can be difficult to diagnose and fix when you’re trying to track them down at runtime; Rust prevents this problem by refusing to compile code with data races!

As always, we can use curly brackets to create a new scope, allowing for multiple mutable references, just not simultaneous ones:

    let mut s = String::from("hello");

    {
        let r1 = &mut s;
    } // r1 goes out of scope here, so we can make a new reference with no problems.

    let r2 = &mut s;

Rust enforces a similar rule for combining mutable and immutable references. This code results in an error:

    let mut s = String::from("hello");

    let r1 = &s; // no problem
    let r2 = &s; // no problem
    let r3 = &mut s; // BIG PROBLEM

    println!("{r1}, {r2}, and {r3}");

Here’s the error:

$ cargo run
   Compiling ownership v0.1.0 (file:///projects/ownership)
error[E0502]: cannot borrow `s` as mutable because it is also borrowed as immutable
 --> src/main.rs:6:14
  |
4 |     let r1 = &s; // no problem
  |              -- immutable borrow occurs here
5 |     let r2 = &s; // no problem
6 |     let r3 = &mut s; // BIG PROBLEM
  |              ^^^^^^ mutable borrow occurs here
7 |
8 |     println!("{r1}, {r2}, and {r3}");
  |               ---- immutable borrow later used here

For more information about this error, try `rustc --explain E0502`.
error: could not compile `ownership` (bin "ownership") due to 1 previous error

Whew! We also cannot have a mutable reference while we have an immutable one to the same value.

Users of an immutable reference don’t expect the value to suddenly change out from under them! However, multiple immutable references are allowed because no one who is just reading the data has the ability to affect anyone else’s reading of the data.

Note that a reference’s scope starts from where it is introduced and continues through the last time that reference is used. For instance, this code will compile because the last usage of the immutable references is in the println!, before the mutable reference is introduced:

    let mut s = String::from("hello");

    let r1 = &s; // no problem
    let r2 = &s; // no problem
    println!("{r1} and {r2}");
    // Variables r1 and r2 will not be used after this point.

    let r3 = &mut s; // no problem
    println!("{r3}");

The scopes of the immutable references r1 and r2 end after the println! where they are last used, which is before the mutable reference r3 is created. These scopes don’t overlap, so this code is allowed: The compiler can tell that the reference is no longer being used at a point before the end of the scope.

Even though borrowing errors may be frustrating at times, remember that it’s the Rust compiler pointing out a potential bug early (at compile time rather than at runtime) and showing you exactly where the problem is. Then, you don’t have to track down why your data isn’t what you thought it was.

Dangling References

In languages with pointers, it’s easy to erroneously create a dangling pointer—a pointer that references a location in memory that may have been given to someone else—by freeing some memory while preserving a pointer to that memory. In Rust, by contrast, the compiler guarantees that references will never be dangling references: If you have a reference to some data, the compiler will ensure that the data will not go out of scope before the reference to the data does.

Let’s try to create a dangling reference to see how Rust prevents them with a compile-time error:

src/main.rs

fn main() {
    let reference_to_nothing = dangle();
}

fn dangle() -> &String {
    let s = String::from("hello");

    &s
}

Here’s the error:

$ cargo run
   Compiling ownership v0.1.0 (file:///projects/ownership)
error[E0106]: missing lifetime specifier
 --> src/main.rs:5:16
  |
5 | fn dangle() -> &String {
  |                ^ expected named lifetime parameter
  |
  = help: this function's return type contains a borrowed value, but there is no value for it to be borrowed from
help: consider using the `'static` lifetime, but this is uncommon unless you're returning a borrowed value from a `const` or a `static`
  |
5 | fn dangle() -> &'static String {
  |                 +++++++
help: instead, you are more likely to want to return an owned value
  |
5 - fn dangle() -> &String {
5 + fn dangle() -> String {
  |

error[E0515]: cannot return reference to local variable `s`
 --> src/main.rs:8:5
  |
8 |     &s
  |     ^^ returns a reference to data owned by the current function

Some errors have detailed explanations: E0106, E0515.
For more information about an error, try `rustc --explain E0106`.
error: could not compile `ownership` (bin "ownership") due to 2 previous errors

This error message refers to a feature we haven’t covered yet: lifetimes. We’ll discuss lifetimes in detail in Chapter 10. But, if you disregard the parts about lifetimes, the message does contain the key to why this code is a problem:

this function's return type contains a borrowed value, but there is no value
for it to be borrowed from

Let’s take a closer look at exactly what’s happening at each stage of our dangle code:

src/main.rs

fn dangle() -> &String { // dangle returns a reference to a String

    let s = String::from("hello"); // s is a new String

    &s // we return a reference to the String, s
} // Here, s goes out of scope and is dropped, so its memory goes away.
  // Danger!

Because s is created inside dangle, when the code of dangle is finished, s will be deallocated. But we tried to return a reference to it. That means this reference would be pointing to an invalid String. That’s no good! Rust won’t let us do this.

The solution here is to return the String directly:

fn no_dangle() -> String {
    let s = String::from("hello");

    s
}

This works without any problems. Ownership is moved out, and nothing is deallocated.

The Rules of References

Let’s recap what we’ve discussed about references:

• At any given time, you can have either one mutable reference or any number of immutable references.
• References must always be valid.

Next, we’ll look at a different kind of reference: slices.

The Slice Type

Slices let you reference a contiguous sequence of elements in a collection. A slice is a kind of reference, so it does not have ownership.

Here’s a small programming problem: Write a function that takes a string of words separated by spaces and returns the first word it finds in that string. If the function doesn’t find a space in the string, the whole string must be one word, so the entire string should be returned.

Note: For the purposes of introducing slices, we are assuming ASCII only in this section; a more thorough discussion of UTF-8 handling is in the “Storing UTF-8 Encoded Text with Strings” section of Chapter 8.

Let’s work through how we’d write the signature of this function without using slices, to understand the problem that slices will solve:

fn first_word(s: &String) -> ?

The first_word function has a parameter of type &String. We don’t need ownership, so this is fine. (In idiomatic Rust, functions do not take ownership of their arguments unless they need to, and the reasons for that will become clear as we keep going.) But what should we return? We don’t really have a way to talk about part of a string. However, we could return the index of the end of the word, indicated by a space. Let’s try that, as shown in Listing 4-7.

src/main.rs

fn first_word(s: &String) -> usize {
    let bytes = s.as_bytes();

    for (i, &item) in bytes.iter().enumerate() {
        if item == b' ' {
            return i;
        }
    }

    s.len()
}

Listing 4-7: The first_word function that returns a byte index value into the String parameter

Because we need to go through the String element by element and check whether a value is a space, we’ll convert our String to an array of bytes using the as_bytes method.

    let bytes = s.as_bytes();

Next, we create an iterator over the array of bytes using the iter method:

    for (i, &item) in bytes.iter().enumerate() {

We’ll discuss iterators in more detail in Chapter 13. For now, know that iter is a method that returns each element in a collection and that enumerate wraps the result of iter and returns each element as part of a tuple instead. The first element of the tuple returned from enumerate is the index, and the second element is a reference to the element. This is a bit more convenient than calculating the index ourselves.

Because the enumerate method returns a tuple, we can use patterns to destructure that tuple. We’ll be discussing patterns more in Chapter 6. In the for loop, we specify a pattern that has i for the index in the tuple and &item for the single byte in the tuple. Because we get a reference to the element from .iter().enumerate(), we use & in the pattern.

Inside the for loop, we search for the byte that represents the space by using the byte literal syntax. If we find a space, we return the position. Otherwise, we return the length of the string by using s.len().

        if item == b' ' {
            return i;
        }
    }

    s.len()

We now have a way to find out the index of the end of the first word in the string, but there’s a problem. We’re returning a usize on its own, but it’s only a meaningful number in the context of the &String. In other words, because it’s a separate value from the String, there’s no guarantee that it will still be valid in the future. Consider the program in Listing 4-8 that uses the first_word function from Listing 4-7.

src/main.rs

fn main() {
    let mut s = String::from("hello world");

    let word = first_word(&s); // word will get the value 5

    s.clear(); // this empties the String, making it equal to ""

    // word still has the value 5 here, but s no longer has any content that we
    // could meaningfully use with the value 5, so word is now totally invalid!
}

Listing 4-8: Storing the result from calling the first_word function and then changing the String contents

This program compiles without any errors and would also do so if we used word after calling s.clear(). Because word isn’t connected to the state of s at all, word still contains the value 5. We could use that value 5 with the variable s to try to extract the first word out, but this would be a bug because the contents of s have changed since we saved 5 in word.

Having to worry about the index in word getting out of sync with the data in s is tedious and error-prone! Managing these indices is even more brittle if we write a second_word function. Its signature would have to look like this:

fn second_word(s: &String) -> (usize, usize) {

Now we’re tracking a starting and an ending index, and we have even more values that were calculated from data in a particular state but aren’t tied to that state at all. We have three unrelated variables floating around that need to be kept in sync.

Luckily, Rust has a solution to this problem: string slices.

String Slices

A string slice is a reference to a contiguous sequence of the elements of a String, and it looks like this:

    let s = String::from("hello world");

    let hello = &s[0..5];
    let world = &s[6..11];

Rather than a reference to the entire String, hello is a reference to a portion of the String, specified in the extra [0..5] bit. We create slices using a range within square brackets by specifying [starting_index..ending_index], where starting_index is the first position in the slice and ending_index is one more than the last position in the slice. Internally, the slice data structure stores the starting position and the length of the slice, which corresponds to ending_index minus starting_index. So, in the case of let world = &s[6..11];, world would be a slice that contains a pointer to the byte at index 6 of s with a length value of 5.

Figure 4-7 shows this in a diagram.

Figure 4-7: A string slice referring to part of a String

With Rust’s .. range syntax, if you want to start at index 0, you can drop the value before the two periods. In other words, these are equal:

let s = String::from("hello");

let slice = &s[0..2];
let slice = &s[..2];

By the same token, if your slice includes the last byte of the String, you can drop the trailing number. That means these are equal:

let s = String::from("hello");

let len = s.len();

let slice = &s[3..len];
let slice = &s[3..];

You can also drop both values to take a slice of the entire string. So, these are equal:

let s = String::from("hello");

let len = s.len();

let slice = &s[0..len];
let slice = &s[..];

Note: String slice range indices must occur at valid UTF-8 character boundaries. If you attempt to create a string slice in the middle of a multibyte character, your program will exit with an error.

With all this information in mind, let’s rewrite first_word to return a slice. The type that signifies “string slice” is written as &str:

src/main.rs

fn first_word(s: &String) -> &str {
    let bytes = s.as_bytes();

    for (i, &item) in bytes.iter().enumerate() {
        if item == b' ' {
            return &s[0..i];
        }
    }

    &s[..]
}

We get the index for the end of the word the same way we did in Listing 4-7, by looking for the first occurrence of a space. When we find a space, we return a string slice using the start of the string and the index of the space as the starting and ending indices.

Now when we call first_word, we get back a single value that is tied to the underlying data. The value is made up of a reference to the starting point of the slice and the number of elements in the slice.

Returning a slice would also work for a second_word function:

fn second_word(s: &String) -> &str {

We now have a straightforward API that’s much harder to mess up because the compiler will ensure that the references into the String remain valid. Remember the bug in the program in Listing 4-8, when we got the index to the end of the first word but then cleared the string so our index was invalid? That code was logically incorrect but didn’t show any immediate errors. The problems would show up later if we kept trying to use the first word index with an emptied string. Slices make this bug impossible and let us know much sooner that we have a problem with our code. Using the slice version of first_word will throw a compile-time error:

src/main.rs

fn main() {
    let mut s = String::from("hello world");

    let word = first_word(&s);

    s.clear(); // error!

    println!("the first word is: {word}");
}

Here’s the compiler error:

$ cargo run
   Compiling ownership v0.1.0 (file:///projects/ownership)
error[E0502]: cannot borrow `s` as mutable because it is also borrowed as immutable
  --> src/main.rs:18:5
   |
16 |     let word = first_word(&s);
   |                           -- immutable borrow occurs here
17 |
18 |     s.clear(); // error!
   |     ^^^^^^^^^ mutable borrow occurs here
19 |
20 |     println!("the first word is: {word}");
   |                                  ------ immutable borrow later used here

For more information about this error, try `rustc --explain E0502`.
error: could not compile `ownership` (bin "ownership") due to 1 previous error

Recall from the borrowing rules that if we have an immutable reference to something, we cannot also take a mutable reference. Because clear needs to truncate the String, it needs to get a mutable reference. The println! after the call to clear uses the reference in word, so the immutable reference must still be active at that point. Rust disallows the mutable reference in clear and the immutable reference in word from existing at the same time, and compilation fails. Not only has Rust made our API easier to use, but it has also eliminated an entire class of errors at compile time!

String Literals as Slices

Recall that we talked about string literals being stored inside the binary. Now that we know about slices, we can properly understand string literals:

let s = "Hello, world!";

The type of s here is &str: It’s a slice pointing to that specific point of the binary. This is also why string literals are immutable; &str is an immutable reference.

String Slices as Parameters

Knowing that you can take slices of literals and String values leads us to one more improvement on first_word, and that’s its signature:

fn first_word(s: &String) -> &str {

A more experienced Rustacean would write the signature shown in Listing 4-9 instead because it allows us to use the same function on both &String values and &str values.

fn first_word(s: &str) -> &str {

Listing 4-9: Improving the first_word function by using a string slice for the type of the s parameter

If we have a string slice, we can pass that directly. If we have a String, we can pass a slice of the String or a reference to the String. This flexibility takes advantage of deref coercions, a feature we will cover in the “Using Deref Coercions in Functions and Methods” section of Chapter 15.

Defining a function to take a string slice instead of a reference to a String makes our API more general and useful without losing any functionality:

src/main.rs

fn main() {
    let my_string = String::from("hello world");

    // `first_word` works on slices of `String`s, whether partial or whole.
    let word = first_word(&my_string[0..6]);
    let word = first_word(&my_string[..]);
    // `first_word` also works on references to `String`s, which are equivalent
    // to whole slices of `String`s.
    let word = first_word(&my_string);

    let my_string_literal = "hello world";

    // `first_word` works on slices of string literals, whether partial or
    // whole.
    let word = first_word(&my_string_literal[0..6]);
    let word = first_word(&my_string_literal[..]);

    // Because string literals *are* string slices already,
    // this works too, without the slice syntax!
    let word = first_word(my_string_literal);
}

Other Slices

String slices, as you might imagine, are specific to strings. But there’s a more general slice type too. Consider this array:

let a = [1, 2, 3, 4, 5];

Just as we might want to refer to part of a string, we might want to refer to part of an array. We’d do so like this:

let a = [1, 2, 3, 4, 5];

let slice = &a[1..3];

assert_eq!(slice, &[2, 3]);

This slice has the type &[i32]. It works the same way as string slices do, by storing a reference to the first element and a length. You’ll use this kind of slice for all sorts of other collections. We’ll discuss these collections in detail when we talk about vectors in Chapter 8.

Summary

The concepts of ownership, borrowing, and slices ensure memory safety in Rust programs at compile time. The Rust language gives you control over your memory usage in the same way as other systems programming languages. But having the owner of data automatically clean up that data when the owner goes out of scope means you don’t have to write and debug extra code to get this control.

Ownership affects how lots of other parts of Rust work, so we’ll talk about these concepts further throughout the rest of the book. Let’s move on to Chapter 5 and look at grouping pieces of data together in a struct.